Compliance is the floor, not the ceiling.
Commonwealth Financing Broker Co. L.L.C is a Dubai-licensed commercial brokerage. We operate under documented KYC, AML, and CFT procedures, and we do not hold client funds. This page sets out the framework, in plain terms.
Limited Liability Company (LLC)
Legal form
Dubai Department of Economy and Tourism
Issuing authority
No. 1104825
Commercial License
No. 1827461
Commercial Registry
Fed. Decree-Law No. (20) of 2018
AML framework
English / UAE law
Governing law
AML & CFT Policy Pillars
KYC on all counterparties
Identity verification, corporate registry extracts, beneficial ownership disclosure, and source-of-capital confirmation before any mandate is accepted.
Screening & monitoring
Sanctions list screening, PEP checks, and ongoing transaction threshold auditing under UAE Central Bank AML guidelines.
Record-keeping
Transaction records, KYC files, and compliance documentation retained for the period required by UAE AML legislation, available to competent authorities on request.
4-Step KYC Verification Path
Identity & entity verification
Trade licence, passport copies of authorised signatories, board resolutions, and proof of address collected and verified.
Beneficial ownership disclosure
Ultimate beneficial owners identified down to the natural-person threshold defined by UAE AML regulations.
Source-of-capital confirmation
Origin of corporate capital traced and documented. Large or unusual transactions trigger enhanced due diligence.
Ongoing monitoring
Counterparty relationships reviewed periodically. Material changes in ownership or transaction pattern trigger re-screening.
Questions about our compliance framework?
Contact our compliance desk for verification, registry requests, or AML documentation.
Compliance Desk Access